Estimative Intelligence in European Foreign Policymaking

Learning Lessons from an Era of Surprise

Edited by Christoph Meyer, Eva Michaels, Nikki Ikani, Aviva Guttmann, Michael S. Goodman

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The first comparative study of estimative intelligence and strategic surprise in a European context, complementing and testing insights from previous studies centred on the United States
  • Extensive empirical analysis of open-source material and interviews in relation to three cases of major surprise: Arab uprisings, ISIS’ rise to power in Syria and Iraq, and the Russian annexation of Crimea
  • New theoretical insights into the causes of surprises and performance problems going beyond the debate about intelligence versus policy failures with contributions from former senior officials from the UK, Germany and the EU
  • Identifies main causes of surprise among intelligence analysts and external experts challenging previous findings and accounts

This book provides the first assessment of the performance of three leading European polities in providing estimative intelligence during an era of surprise. It develops a new framework for conducting postmortems guided by a normative model of anticipatory foreign policy. The comparative analysis focuses on how the UK, the EU and Germany handled three cases of major surprises: the Arab uprisings, the rise to power of the Islamic State (ISIS), and the Russian annexation of Crimea. It considers not just government intelligence assessments, but also diplomatic reporting and expert open sources and how these assessments were received by organisational leaders. The book tests and develops new theories about the causes of strategic surprises, going beyond a common focus on intelligence versus policy failures to identify challenges and factors that cut across both communities. With the help of former senior officials, the book identifies lessons yet to be learnt by European polities to better anticipate and prepare for future surprises.

Acknowledgements

Introduction: Estimative Intelligence And Anticipatory Foreign Policy Guttmann, Ikani, Meyer & Michaels *

Chapter 1: Expectations From Estimative Intelligence & Anticipatory Foreign Policy Ikani, Meyer, Michaels & Guttmann *

Chapter 2: Surprise, Revisited: An Eu Performance Evaluation Of The Arab Uprisings Ikani *

Chapter 3: How Germany And The Uk Anticipated Isis’ Rise To Power In Syria And Iraq Guttmann & Micheals *

Chapter 4: The Ukraine-Russia Undeclared War 2013/2014: Lessons For The Eu’s Estimative Intelligence Meyer & Ikani *

Chapter 5: The Uk – Intelligence Assessment, Priorities And Knowing That You Are Being Warned Rimmer *

Chapter 6: "We Never Plan For The Worst Case" - Considering The Case Of Germany Schlie & Lutsch *

Chapter 7: Lessons Learned And Still To Be Learned: The Case Of The European Union Conrad *

Chapter 8: Which Lessons To Learn From An Era Of Surprise? Key Findings And Implications Meyer, Guttmann & Ikani *

Contributors *

This book, alongside the extensive research that underpins it, offers an array of noteworthy contributions that deserve attention. [...] In summary, Estimative Intelligence in European Foreign Policy provides a balanced and multifaceted perspective, making it a valuable resource for scholars, practitioners, and researchers interested in the intricate world of intelligence and its interplay with foreign policy.

Antonio M. Díaz-Fernández, University of Cádiz, Intelligence and National Security

Estimative Intelligence in European Foreign Policymaking is a welcome addition to the intelligence literature, and one that moves beyond state-on-state conflict to provide wider examples of regime change, internal stability, and hybrid threats.

Dan Lomas, Diplomacy & Statecraft

In conclusion, Estimative Intelligence in European Foreign Policy is an empirical, theoretical and conceptual pillar for the discipline, in the European context and beyond. Rooted in the highest academic rigour and in methodologically sound research, this book is a fundamental read for scholars, practitioners, and decisionmakers of anticipatory foreign policy.

Lucia Frigo, University of London, Journal of Intelligence History

This book provides a holistic approach toward estimative intelligence and anticipatory foreign policy—another excellent contribution to the literature on intelligence.

Sebastiaan Rietjens, International Journal of Intelligence and CounterIntelligence

This volume makes a unique empirical contribution to a less trodden yet increasingly critical subject of estimative intelligence in the European context. The contributors go beyond low hanging fruit of issues like cognitive bias to diagnose a broader complex suite of cultural, institutional, and professional factors at the heart of estimative intelligence failure. A must read for scholars, practitioners and policy makers interested in managing strategic surprise.

Patrick F Walsh, Charles Sturt University
Christoph Meyer is a Professor of European and International Politics at King’s College London. He authored with De Franco and Otto Warning about War: Conflict, Persuasion and Foreign Policy (Cambridge University Press, 2020), which won the 2021 ISA best book award.

Eva Michaels is a Beatriu de Pinós Fellow at the Institut Barcelona d’Estudis Internacionals. Her research has been published in the Journal of Common Market Studies, Media, War & Conflict and Intelligence and National Security.

Nikki Ikani is Assistant Professor in Intelligence and Security at the Institute of Security and Global Affairs, Leiden University. She has published in the field intelligence, International Relations and European foreign policy and is the author of Crisis and Change in European Foreign Policy (Manchester University Press, 2021).

Aviva Guttmann is a Lecturer in Strategy and Intelligence at Aberystwyth University. She is the author of The Origins of International Counterterrorism (Brill, 2018) and contributed several articles to refereed academic journals of history, intelligence, strategy, and security

Michael S. Goodman is Professor of Intelligence and International Affairs in the Department of War Studies, King's College London and Visiting Professor at the Norwegian Defence Intelligence School. He has published widely in the field of intelligence history, including most recently The Official History of the Joint Intelligence Committee, Volume I: From the Approach of the Second World War to the Suez Crisis (Routledge, 2015), which was chosen as one of The Spectator’s books of the year. He is series editor for Intelligence and Security for Hurst/Columbia University Press; and for Intelligence, Surveillance and Secret Warfare for Edinburgh University Press; and is a member of the editorial boards for five journals. He is currently on secondment to the Cabinet Office where he is the Official Historian of the Joint Intelligence Committee.

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